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FINRA Awards for K. Clark Phipps

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0268004/29/2014Claimant(s): Robert Burns, Robert E. Burns IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): K. Clark Phipps
Arbitrator(s): Maxel (Bud) B. Silverberg
Hearing Site: Oklahoma City, OK
Checkmark Icon$300
07-0105206/18/2008Claimant(s): Robert L. Parker & Catherine M. Parker
Claimant Lawyers(s): Phyllis A. Norman
Respondent(s): Charles Bigbie
Respondent Lawyers(s): K. Clark Phipps
Arbitrator(s): Leslie L. Conner, Van R. Oliver, John R. Storm
Hearing Site: Oklahoma City, OK
Checkmark Icon$0

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