| 18-02447 | 06/22/2021 | Claimant(s): Tupper Briggs
Claimant Lawyers(s): Jason J. Kane
Respondent(s): VSR Financial Services., Robert Burns, Summit Brokerage Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Steven Meyrich, Donald N. Tolin, Deanna M. Tuley
Hearing Site: Denver, CO
|  | Expungement |
| 18-04019 | 02/18/2020 | Claimant(s): Carolyn Smith, Charles Gibson, Courtney Watson, Dana McElveen, David McElveen, Edwin Batiz, John Watson, Joyce Bedsole, Kenneth Roberts, Mary Jo Kearfott, Michael Kogutt, Paul Smith, Randy Kogutt, Robert Burns, Samuel Kogutt, Thomas Towne, Travis Bedsole, Virginia Scherer, English Garden LLC, Estate of Lawrence Lester, Bobby E. Sapp IRA, Carol I. Bordok IRA, James A. Windom IRA, James Thannum IRA, Stanley McMorris IRA, Thomas Carter Towne IRA, Travis Bedsole IRA, W. Hibbett Neel IRA, Dr. Eric Lewis, Tte for Southwest Center, Thannum Revocable Living Trust, Thomas & Virginia Scherer Credit Shelter
Claimant Lawyers(s): Donald L. Ferguson, Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): William L. Cravens, Frances Johnson Wright, James W. Kerr
Hearing Site: Dallas, TX
| | $5,645,370 |
| 19-00493 | 11/26/2019 | Claimant(s): Robert Burns
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
| | |
| 19-00488 | 10/17/2019 | Claimant(s): Robert Burns
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 17-02830 | 11/06/2018 | Claimant(s): Beth Rowlett, Carter Towne, Donna Lester, James Thannum, Janice Jeffrey, Judy Wormser, Margaret Bryant, Mary Jo Kearfort, Robert Burns, Steve Beaulieu, Thomas Scherer, Vicki Currie, Virginia Scherer
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): John P. Cullem, Patricia Best Vital, Robert Stewart Barney
Hearing Site: Memphis, TN
| | $0 |
| 13-02680 | 04/29/2014 | Claimant(s): Robert Burns, Robert E. Burns IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): K. Clark Phipps
Arbitrator(s): Maxel (Bud) B. Silverberg
Hearing Site: Oklahoma City, OK
| | $300 |
| 09-02063 | 07/23/2010 | Claimant(s): Scott H. Shuford IRA, King Irrevocable Heirs Trust II
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Louis J. Weber, Catherine G. Chang, Robert Daniel Burns
Hearing Site: Dallas, TX
| | $150,000 |
| 08-00684 | 06/18/2009 | Claimant(s): D. Marshall
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): William Warnky
Respondent Lawyers(s): William C. Warnky
Arbitrator(s): Phillip Lee Scheldt, Donald Vincent Enright, Robert Daniel Burns
Hearing Site: Dallas, TX
| | $66,500 |
| 06-05046 | 08/28/2008 | Claimant(s): Steven Bickel
Claimant Lawyers(s): Frank E. Bremmer
Respondent(s): John Humphrey, A.G. Edwards & Sons., Robert Burns
Respondent Lawyers(s): Brent J. Burtin, John James Humphrey
Arbitrator(s): David J. Anderson, Gerald F. Corrigan, David Nielsen
Hearing Site: Los Angeles, CA
| | No Info |
