Potomac Analytics' Logo

FINRA Awards for Stephen C. Carlin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0450012/17/2012Claimant(s): Lawrence Dale, LBD Holdings 2007
Claimant Lawyers(s): Christian D. Tucker
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Karen Roberts Washington, Frances Johnson Wright, Timothy Paul Davis
Hearing Site: Dallas, TX
Checkmark Icon$1,380,640
09-0665503/09/2011Claimant(s): Adela Collado, Charles Colvin, Daniel Sears, Dawn Schuessler, Don Jones, Elizabeth Stein, Jimmy Burke, Jose Collado, Judy Strickland, Kenneth Sears, Nancy Gordon, Peggy Burke, Reine Sears, Richard Arispe, Shana Stein, Susan Hackney, Suzann Jones, Todd Burke, William Rhodes, C & C Erection Inc.
Claimant Lawyers(s): Paul J. Dobrowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Thomas A. Martin, Raymond C. Kerr, Maurice J. Fallas
Hearing Site: Houston, TX
Checkmark Icon$0
09-0068310/05/2010Claimant(s): Carolyn Howard, Charles Ryrie, Christy Dauphin, David Dauphin, Edgar Smith, Elizabeth Anthony, Henry Hamman, J. Harris, John Garrett, Nan Garrett, Vance Miller, William Goodwin, HSMCO., The Ryrie Foundation, Claire Hannah Howard Trust, Henry S. Miller 1989-1 Irrevocable Tr, Matthew John Anthony Trust, Steven Charles Anthony Trust
Claimant Lawyers(s): Paul J. Dobrowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Gary D. Danna, Oren L. Connaway, Stacey L. Barnes
Hearing Site: Houston, TX
Checkmark Icon$9,185,340
09-0206307/23/2010Claimant(s): Scott H. Shuford IRA, King Irrevocable Heirs Trust II
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Louis J. Weber, Catherine G. Chang, Robert Daniel Burns
Hearing Site: Dallas, TX
Checkmark Icon$150,000

4 Results

Display: