FINRA Awards for Paul J. Dobrowski

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-06655	03/09/2011	Claimant(s): Adela Collado, Charles Colvin, Daniel Sears, Dawn Schuessler, Don Jones, Elizabeth Stein, Jimmy Burke, Jose Collado, Judy Strickland, Kenneth Sears, Nancy Gordon, Peggy Burke, Reine Sears, Richard Arispe, Shana Stein, Susan Hackney, Suzann Jones, Todd Burke, William Rhodes, C & C Erection Inc. Claimant Lawyers(s): Paul J. Dobrowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Stephen C. Carlin Arbitrator(s): Thomas A. Martin, Raymond C. Kerr, Maurice J. Fallas Hearing Site: Houston, TX		$0
09-00683	10/05/2010	Claimant(s): Carolyn Howard, Charles Ryrie, Christy Dauphin, David Dauphin, Edgar Smith, Elizabeth Anthony, Henry Hamman, J. Harris, John Garrett, Nan Garrett, Vance Miller, William Goodwin, HSMCO., The Ryrie Foundation, Claire Hannah Howard Trust, Henry S. Miller 1989-1 Irrevocable Tr, Matthew John Anthony Trust, Steven Charles Anthony Trust Claimant Lawyers(s): Paul J. Dobrowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Stephen C. Carlin Arbitrator(s): Gary D. Danna, Oren L. Connaway, Stacey L. Barnes Hearing Site: Houston, TX		$9,185,340