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FINRA Awards for Catherine G. Chang

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0206307/23/2010Claimant(s): Scott H. Shuford IRA, King Irrevocable Heirs Trust II
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Louis J. Weber, Catherine G. Chang, Robert Daniel Burns
Hearing Site: Dallas, TX
Checkmark Icon$150,000

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