FINRA Awards for John Watson

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-04019	02/18/2020	Claimant(s): Carolyn Smith, Charles Gibson, Courtney Watson, Dana McElveen, David McElveen, Edwin Batiz, John Watson, Joyce Bedsole, Kenneth Roberts, Mary Jo Kearfott, Michael Kogutt, Paul Smith, Randy Kogutt, Robert Burns, Samuel Kogutt, Thomas Towne, Travis Bedsole, Virginia Scherer, English Garden LLC, Estate of Lawrence Lester, Bobby E. Sapp IRA, Carol I. Bordok IRA, James A. Windom IRA, James Thannum IRA, Stanley McMorris IRA, Thomas Carter Towne IRA, Travis Bedsole IRA, W. Hibbett Neel IRA, Dr. Eric Lewis, Tte for Southwest Center, Thannum Revocable Living Trust, Thomas & Virginia Scherer Credit Shelter Claimant Lawyers(s): Donald L. Ferguson, Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): William L. Cravens, Frances Johnson Wright, James W. Kerr Hearing Site: Dallas, TX		$5,645,370
12-01569	01/27/2014	Claimant(s): Mary Neul, Estate of Milton Neul Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): John Watson, Securities America. Respondent Lawyers(s): David A. Baugh, John E. Watson Arbitrator(s): Mitchell Lee Marinello, Josette Belvedere, James A. Murphy Hearing Site: Chicago, IL		Expungement