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FINRA Awards for Scott D. Hirsch

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0401902/18/2020Claimant(s): Carolyn Smith, Charles Gibson, Courtney Watson, Dana McElveen, David McElveen, Edwin Batiz, John Watson, Joyce Bedsole, Kenneth Roberts, Mary Jo Kearfott, Michael Kogutt, Paul Smith, Randy Kogutt, Robert Burns, Samuel Kogutt, Thomas Towne, Travis Bedsole, Virginia Scherer, English Garden LLC, Estate of Lawrence Lester, Bobby E. Sapp IRA, Carol I. Bordok IRA, James A. Windom IRA, James Thannum IRA, Stanley McMorris IRA, Thomas Carter Towne IRA, Travis Bedsole IRA, W. Hibbett Neel IRA, Dr. Eric Lewis, Tte for Southwest Center, Thannum Revocable Living Trust, Thomas & Virginia Scherer Credit Shelter
Claimant Lawyers(s): Donald L. Ferguson, Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): William L. Cravens, Frances Johnson Wright, James W. Kerr
Hearing Site: Dallas, TX
Checkmark Icon$5,645,370
18-0065105/07/2019Claimant(s): Aubrey Sanford, Beth Rowlett, Chasidy Lenoir, Christy Camp, Clifford Camp, Earl Davis, Edward Simmons, Emma Smith, F. Fowler, Howard Kerce, Janet Davis, Janice Jeffrey, Kathryn Rheiner, Kent Kebert, Lynn Kebert, Mark Friloux, Maynard Bryant, Michael Borne, Richard Rheiner, Robert Spring, et al
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Langfred W. White, Mauricio Arcadier, Avery B. Goodman
Hearing Site: Jackson, MS
Checkmark Icon$1,430,750
17-0314504/22/2019Claimant(s): Alan Airey, Brenda Alford, Carolyn Nightingale, Dan Crane, Dean Huntington, Debra Asher, Denis Smith, James Williams, John Trabold, Jung Herding, Karen Isbell, Marie Wolfe, Mona Smith, Paul Nightingale, Paul Wolfe, Pierre Herding, Stan Isbell, Susan Connell, The Trustee Premier Trust of Nevada
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Louis J. Weber, Don G Miller, Juanita Harris
Hearing Site: Dallas, TX
Checkmark Icon$0
16-0373511/12/2018Claimant(s): Timothy Wheeler
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
17-0283011/06/2018Claimant(s): Beth Rowlett, Carter Towne, Donna Lester, James Thannum, Janice Jeffrey, Judy Wormser, Margaret Bryant, Mary Jo Kearfort, Robert Burns, Steve Beaulieu, Thomas Scherer, Vicki Currie, Virginia Scherer
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): John P. Cullem, Patricia Best Vital, Robert Stewart Barney
Hearing Site: Memphis, TN
Checkmark Icon$0
14-0056008/28/2015Claimant(s): Barry Bruck, Enid Bruck, Enid Bruck and Barry Bruck JTWROS
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Monroe Mitchel, Daniel Joseph Chiodo, Jason Allen Rosner
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0371303/06/2015Claimant(s): Dawn Marie Fox Amended & Restated
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Investacorp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12206
13-0175312/10/2014Claimant(s): Annalisa Mendez, Billye Turner, Catherine Hamilton, Daniel O'Malley, David Rubin, Dawn Rubin, Deborah Crowell, Delphaine Smith, Edwin Sanford, Harvey Trammell, Horacio Mendez, James Hamilton, John Turberville, Kerry Rinehart, Larry Davis, Marilyene Davis, Michael Long, Pamela Meador, Peter Isaac, Richard Turner, et al
Claimant Lawyers(s): Donald L. Ferguson, Michael E. Criden, Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Elizabeth F. Edwards
Arbitrator(s): Jeffrey M. Aboloff, Karen Roberts Washington, Clark Willis Richards
Hearing Site: Houston, TX
Checkmark Icon$0
14-0014211/17/2014Claimant(s): James Pietrowski
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Berthel, Fisher & Company Financial
Respondent Lawyers(s): Cory D. Olson
Arbitrator(s): Brett W. Olander, Robert Lee Nelson, Susan M. Sanger
Hearing Site: Minneapolis, MN
Checkmark Icon$0
13-0063907/09/2014Claimant(s): Paul Lemon
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Anthony Thompson, Dana Davis, Jeffrey Cannella, John Tyler, Michael Jones, Patrick Sutherland
Respondent Lawyers(s): Anthony W. Thompson, Carla B. Minckley, John L Tyler, Michael Washington Jones, Russell K. Bean
Arbitrator(s): Marilyn R. Lewis, Dominic Alecci, Samuel L. McClaren
Hearing Site: Denver, CO
Checkmark Icon$0

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