| 20-00506 | 10/05/2020 | Claimant(s): Alan Douglass
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Investacorp.
Respondent Lawyers(s): Melissa Tarentino
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
| | |
| 18-01014 | 08/06/2018 | Claimant(s): Elizabeth Kohlstaedt, Elizabeth V. Kohlstaed IRA
Claimant Lawyers(s): Scott Peterson
Respondent(s): Keith Duncan, Investacorp.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Joseph C. Roberts
Hearing Site: Helena, MT
|  | $0 |
| 16-02380 | 05/21/2018 | Claimant(s): Investacorp.
Claimant Lawyers(s): Michael A. Nagy
Respondent(s): Edward Klug
Respondent Lawyers(s): Edward Arthur Klug
Arbitrator(s): Barry Goldman, Ramona V. Larson, Gerald J. Thain
Hearing Site: Milwaukee, WI
| | |
| 13-03713 | 03/06/2015 | Claimant(s): Dawn Marie Fox Amended & Restated
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Investacorp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
| 12-03597 | 07/07/2014 | Claimant(s): Caroline Boyd, Jacqueline Boyd, John Boyd, Michael Boyd
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Alan Rosenberg, Investacorp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Langfred W. White, Thomas R. Carlsen, Gayle B. Carlson
Hearing Site: Tampa, FL
| | Expungement |
| 11-02005 | 05/31/2013 | Claimant(s): Estelle Mellow
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Investacorp.
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Gary M. Landau, Kimberly A. Gilmour, Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-02722 | 11/11/2010 | Claimant(s): Scott Sherwood
Claimant Lawyers(s): Jerome A. Pivnik
Respondent(s): Investacorp., Ladenburg Thalmann Financial Svcs.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Arthur J. Leibell, Linda M. Granata, James Conrad Sankpill
Hearing Site: Miami, FL
| | |
| 07-03516 | 08/05/2009 | Claimant(s): Joseph Petrone
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Investacorp., Ladenburg Thalmann Financial Services LL
Respondent Lawyers(s): Mark J. Astarita, Michael J. Astarita
Arbitrator(s): Kip C. Lubcke, John R. Pepe, Linda J. Baer
Hearing Site: Newark, NJ
| | |
| 05-03849 | 12/04/2007 | Claimant(s): Rodney Beck, Stacey Beck, Rodney R. Beck Living Trust d 12-05-04, Stacey Beck Living Trust dtd 12-05-94
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): William Artmann, Investacorp.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Richard Marc Weinroth, Allan D. Breyer, Karen D. Hanson
Hearing Site: Phoenix, AZ
| | $1,150,000 |
