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FINRA Awards for Alan Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0062710/09/2019Claimant(s): Alan Rosenberg
Claimant Lawyers(s): Stephen J. Ginsberg
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Susan C Lushing, Susan Romano, Michael I Stolzar
Hearing Site: New York, NY
12-0359707/07/2014Claimant(s): Caroline Boyd, Jacqueline Boyd, John Boyd, Michael Boyd
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Alan Rosenberg, Investacorp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Langfred W. White, Thomas R. Carlsen, Gayle B. Carlson
Hearing Site: Tampa, FL
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