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FINRA Awards for Linda M. Deola

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0339306/11/2013Claimant(s): Kendall Grumman
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Harbor Financial Services
Respondent Lawyers(s): Bruce L. Campbell
Arbitrator(s): Gerald D. Wygant, John F. Harris, James R. Medley
Hearing Site: Helena, MT
Checkmark IconStipulated Award and Expungement
07-0351608/05/2009Claimant(s): Joseph Petrone
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Investacorp., Ladenburg Thalmann Financial Services LL
Respondent Lawyers(s): Mark J. Astarita, Michael J. Astarita
Arbitrator(s): Kip C. Lubcke, John R. Pepe, Linda J. Baer
Hearing Site: Newark, NJ
06-0385411/30/2007Claimant(s): Margie Aguirre
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Jeanne M. Bender
Arbitrator(s): Clifford N. Coury, Kevin D. Swenson, James F. Zotter
Hearing Site: Helena, MT

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