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FINRA Awards for James R. Medley

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0433312/13/2013Claimant(s): Brad Johnson
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Keith C. Folkman, Ross W. Cannon, James R. Medley
Hearing Site: Helena, MT
Checkmark IconExpungement
12-0296309/06/2013Claimant(s): Myong Butler
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Kari Kennard, Robert Cannon
Respondent Lawyers(s): Diane M. Meyers, Jeffrey S. Salisbury
Arbitrator(s): John A. Bender, James R. Medley, John Howard Resing
Hearing Site: Seattle, WA
Checkmark IconDismissed by Rule 12206
11-0339306/11/2013Claimant(s): Kendall Grumman
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Harbor Financial Services
Respondent Lawyers(s): Bruce L. Campbell
Arbitrator(s): Gerald D. Wygant, John F. Harris, James R. Medley
Hearing Site: Helena, MT
Checkmark IconStipulated Award and Expungement

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