| 14-02047 | 08/03/2015 | Claimant(s): Robert Holland
Claimant Lawyers(s): Robert J. McGaughey
Respondent(s): Richard Wilson
Respondent Lawyers(s): Willard L. Ransom
Arbitrator(s): O. Meredith Wilson, John F. Harris, James E. Bartels
Hearing Site: Portland, OR
| | |
| 13-03314 | 12/23/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Michelle Powlison
Respondent Lawyers(s): Michelle Renae Powlison
Arbitrator(s): O. Meredith Wilson, John F. Harris, Keith C. Folkman
Hearing Site: Portland, OR
| | |
| 11-03393 | 06/11/2013 | Claimant(s): Kendall Grumman
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Harbor Financial Services
Respondent Lawyers(s): Bruce L. Campbell
Arbitrator(s): Gerald D. Wygant, John F. Harris, James R. Medley
Hearing Site: Helena, MT
|  | Stipulated Award and Expungement |
| 10-01725 | 10/04/2011 | Claimant(s): Jim Brogden Revocable Living Trust, Lynn Brogden Revocable Living Trust
Claimant Lawyers(s): Yoona Park
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Randall Stender
Respondent Lawyers(s): Jaime H. Scivley
Arbitrator(s): John F. Harris, William B. Kirby, Robert Sachs Mandelson
Hearing Site: Portland, OR
| | $189,984 |
| 09-03424 | 11/09/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Adrian Matosich, G. Williamson, Morgan Stanley & Co., Martin Coleman, Patrick Lewis, William Claridge
Respondent Lawyers(s): James R. Miller, S. Francis Baldwin
Arbitrator(s): Julian D. Jensen, John F. Harris, Bert P. Krages
Hearing Site: Helena, MT
| | |
