FINRA Awards for William B. Kirby

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01725	10/04/2011	Claimant(s): Jim Brogden Revocable Living Trust, Lynn Brogden Revocable Living Trust Claimant Lawyers(s): Yoona Park Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Randall Stender Respondent Lawyers(s): Jaime H. Scivley Arbitrator(s): John F. Harris, William B. Kirby, Robert Sachs Mandelson Hearing Site: Portland, OR		$189,984
10-01032	06/20/2011	Claimant(s): Clarence Frisbee Claimant Lawyers(s): Clarence S. Frisbee Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): James A. Burns Arbitrator(s): William B. Kirby Hearing Site: Helena, MT
10-02449	12/01/2010	Claimant(s): Donald Lingle Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): William B. Kirby Hearing Site: Boise, ID		$15,532
10-00948	11/01/2010	Claimant(s): Jean Cleveland Claimant Lawyers(s): Franklin Jason Seibert Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): William B. Kirby Hearing Site: Portland, OR		$0
07-03382	06/16/2008	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jill B. Clarke Respondent(s): Angela Jordison Respondent Lawyers(s): Angela Jordison Arbitrator(s): William B. Kirby Hearing Site: Portland, OR
06-04212	09/25/2007	Claimant(s): Estate of William F. Deinhard Claimant Lawyers(s): G. Mark Brewer Respondent(s): Ameriprise Advisor Services., Jonathan Zweifel Respondent Lawyers(s): Howard Klausmeier, Ronald P. Kane Arbitrator(s): John A. Goffrier, William B. Kirby, James G. Harlan Hearing Site: Boise, ID		$0