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FINRA Awards for James A. Dunlap

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0071504/11/2012Claimant(s): Gary and Gail Whitener
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Elizabeth Gilbert, Christine Moore, Clifford Matthew Olson
Hearing Site: New Orleans, LA
Checkmark Icon$0
10-0268202/23/2012Claimant(s): James E Warwick and Barbara Rhea Warwick
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Frances E. Hubbell, Joseph Winter, Charles F. Boufford
Hearing Site: Jackson, MS
Checkmark Icon$0
10-0244912/01/2010Claimant(s): Donald Lingle
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): William B. Kirby
Hearing Site: Boise, ID
Checkmark Icon$15,532
08-0461311/19/2009Claimant(s): Clifford N. Wade and Margarita D. Wade
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John W. Mitchell
Arbitrator(s): James R. Augustine, R. Phillip Reed, Stuart W. Smith
Hearing Site: Birmingham, AL
Checkmark Icon$370,000
09-0149111/18/2009Claimant(s): Michelle Bensimon
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Rebecca L. Burnaugh
Arbitrator(s): Kenneth M. Felder
Hearing Site: New York, NY
Checkmark Icon$213
09-0027011/09/2009Claimant(s): Jack Olin Robeson Contributory IRA
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Cara L. Meredith
Arbitrator(s): Mark A. Myers, Patricia Best Vital, Todd Edward Phillips
Hearing Site: Memphis, TN
Checkmark Icon$0
09-0194910/19/2009Claimant(s): Sidney Printz
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
Checkmark Icon$15,297
09-0057809/28/2009Claimant(s): Robert S. Barnhill IRA
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John David Thomas
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
Checkmark Icon$25,425
08-0394908/26/2009Claimant(s): John Holloway
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Meredith M. Thompson
Arbitrator(s): Lawrence M. Oberdank, Mark J. Happe, Robert N. Kohn
Hearing Site: Birmingham, AL
Checkmark Icon$0
09-0024308/20/2009Claimant(s): Jimmy Mack Bilger and Jeanne K. Beilger
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
Checkmark Icon$12,441

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