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FINRA Awards for Lawrence M. Oberdank

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0110609/01/2009Claimant(s): Estate of Lowell D. Adams
Claimant Lawyers(s): Michael A. Caldwell
Respondent(s): Charles Wideman, Edward Jones
Respondent Lawyers(s): E. Linwood Gunn
Arbitrator(s): Lawrence M. Oberdank, Kenneth I. Daniels, David E. Morris
Hearing Site: Atlanta, GA
Checkmark Icon$8,748
08-0394908/26/2009Claimant(s): John Holloway
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Meredith M. Thompson
Arbitrator(s): Lawrence M. Oberdank, Mark J. Happe, Robert N. Kohn
Hearing Site: Birmingham, AL
Checkmark Icon$0
08-0104406/25/2009Claimant(s): Gerald Benjamin
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Navigant Capital Advisors, Navigant Consulting.
Respondent Lawyers(s): Phillip M. Goldberg
Arbitrator(s): Robert H. Putnam, Lawrence M. Oberdank, Susan Klaine Hughes
Hearing Site: Atlanta, GA
08-0092606/10/2009Claimant(s): Richard and Carolyn Bland
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Lawrence M. Oberdank, Royce Alan Burns, John F. O'Neill
Hearing Site: Birmingham, AL
Checkmark Icon$21,801

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