| 18-04008 | 05/27/2021 | Claimant(s): Sharon Malone, Timothy Malone, Sardis Cemetery Properties.
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Andre Labarbera, David Levy, Richard Stoyeck, Titus Rockefeller
Respondent Lawyers(s): Andre Vincent Labarbera, David Michael Levy, Richard Christopher Stoyeck
Arbitrator(s): Lita S Menkin, John F. O'Neill, Lorraine King
Hearing Site: Atlanta, GA
|  | $1,726,770 |
| 14-03498 | 10/01/2015 | Claimant(s): James F. Richards IRA
Claimant Lawyers(s): James F. Richards
Respondent(s): Andrew Zides, T. Rowe Price Investment Services., Daniel Nurkala, Erica Kim, Jeffrey Krawczak, Shawn Reagan
Respondent Lawyers(s): Jonathan C. Caballero
Arbitrator(s): John F. O'Neill
Hearing Site: Birmingham, AL
| | $7,240 |
| 14-01064 | 07/02/2015 | Claimant(s): Barbara McGouirk, Catherine Leeman, Vickie Leeman, Leeman Architectural Woodwork, Leeman Construction Company., Leeman Installation Inc.
Claimant Lawyers(s): Alan R. Perry
Respondent(s): BB&T Securities
Respondent Lawyers(s): Brian M. Walsh
Arbitrator(s): Joe E. Manuel, James C. Hoover, John F. O'Neill
Hearing Site: Atlanta, GA
| | $226,978 |
| 11-04748 | 05/07/2013 | Claimant(s): Pamela Lewis
Claimant Lawyers(s): Christopher W. Wickersham
Respondent(s): SunTrust Investment Services., James Brown
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Donald M. Macdonald, John F. O'Neill, Brandt Leonard Ross
Hearing Site: Atlanta, GA
| | Expungement |
| 12-01460 | 05/02/2013 | Claimant(s): Joyce McCumber, Larry McCumber
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jessica A. Shaver
Arbitrator(s): Harvey R. Linder, John F. O'Neill, Bonnie B. Revoner
Hearing Site: Atlanta, GA
| | Expungement |
| 11-03906 | 12/10/2012 | Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Ronny Powell
Respondent Lawyers(s): Ronny W. Powell
Arbitrator(s): Marshal H. Emerson, John F. O'Neill, David Freeman
Hearing Site: Birmingham, AL
| | |
| 11-03359 | 11/28/2012 | Claimant(s): VSR Financial Services.
Claimant Lawyers(s): Scott N Sherman
Respondent(s): Dave Duley
Respondent Lawyers(s): Brian N. Smiley
Arbitrator(s): Daniel E. Gulden, Cheryl A. Hooks, John F. O'Neill
Hearing Site: Atlanta, GA
| | |
| 11-01261 | 01/30/2012 | Claimant(s): Beverly Hall
Claimant Lawyers(s): Robert C. Port
Respondent(s): Ameriprise Financial Services., Ira Johnston
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. O'Neill
Hearing Site: Atlanta, GA
| | $225 |
| 10-02653 | 08/18/2011 | Claimant(s): Larry Merritt
Claimant Lawyers(s): Regina S. Molden
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Franklin Raymond McIntyre, John F. Allgood, John F. O'Neill
Hearing Site: Atlanta, GA
| | |
| 10-03819 | 06/15/2011 | Claimant(s): B. Williams
Claimant Lawyers(s): Matthew M. Wilkins
Respondent(s): Roger Shaffer, SunTrust Investment Services.
Respondent Lawyers(s): Peter A. Jacxsens
Arbitrator(s): Kenneth I. Daniels, John F. O'Neill, Jerome Jack Shure
Hearing Site: Atlanta, GA
| | Stipulated Award and Expungement |
