| 10-03819 | 06/15/2011 | Claimant(s): B. Williams
Claimant Lawyers(s): Matthew M. Wilkins
Respondent(s): Roger Shaffer, SunTrust Investment Services.
Respondent Lawyers(s): Peter A. Jacxsens
Arbitrator(s): Kenneth I. Daniels, John F. O'Neill, Jerome Jack Shure
Hearing Site: Atlanta, GA
|  | Stipulated Award and Expungement |
| 09-01289 | 05/09/2011 | Claimant(s): PMW Partners d/b/a Capital Trust Wealth
Claimant Lawyers(s): Eugene N. Bulso
Respondent(s): RBC Centura Banks., NBC Securities.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): Richard L. Oates, Richard G. Isaac, Kenneth I. Daniels
Hearing Site: Birmingham, AL
| | |
| 08-01106 | 09/01/2009 | Claimant(s): Estate of Lowell D. Adams
Claimant Lawyers(s): Michael A. Caldwell
Respondent(s): Charles Wideman, Edward Jones
Respondent Lawyers(s): E. Linwood Gunn
Arbitrator(s): Lawrence M. Oberdank, Kenneth I. Daniels, David E. Morris
Hearing Site: Atlanta, GA
| | $8,748 |
| 08-03550 | 08/03/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Mintz
Respondent(s): Donald Glover
Respondent Lawyers(s): Donald Lee Glover
Arbitrator(s): Perry Lee Taylor, Daniel H. Kolber, Kenneth I. Daniels
Hearing Site: Atlanta, GA
| | |
| 07-00724 | 03/07/2008 | Claimant(s): Michael Bodino, Paul Westervelt, Coker, Palmer, Phillips & Mullen.
Claimant Lawyers(s): E. Barney Robinson
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Patricia C. Diak
Arbitrator(s): Frederick S. Duncan, David T. Maddux, Kenneth I. Daniels
Hearing Site: Jackson, MS
| | |
