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FINRA Awards for Richard G. Isaac

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0282908/05/2013Claimant(s): John Morrow
Claimant Lawyers(s): John C. Morrow
Respondent(s): Terry Jones, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Richard G. Isaac, Mark A. Myers, Douglas E. Miller
Hearing Site: Jackson, MS
Checkmark Icon$0
11-0355406/05/2012Claimant(s): SunTrust Investment Services., SunTrust Bank
Claimant Lawyers(s): Kenneth M. Bryant
Respondent(s): Corey Anderson
Respondent Lawyers(s): Salvador M. Hernandez
Arbitrator(s): Fred W. Beesley, Richard G. Isaac, Kenneth M. Jackson
Hearing Site: Nashville, TN
09-0128905/09/2011Claimant(s): PMW Partners d/b/a Capital Trust Wealth
Claimant Lawyers(s): Eugene N. Bulso
Respondent(s): RBC Centura Banks., NBC Securities.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): Richard L. Oates, Richard G. Isaac, Kenneth I. Daniels
Hearing Site: Birmingham, AL

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