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FINRA Awards for Daniel H. Kolber

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0182807/11/2013Claimant(s): Edna Thompson, Edna E. Thompson CGM IRA Custodian
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Julie W. Portera, Todd H. Cox
Arbitrator(s): Daniel H. Kolber, Donald Milo Helton, J. Wesley Romine
Hearing Site: Birmingham, AL
Checkmark IconExpungement
09-0712105/19/2011Claimant(s): Joan Postell, The Estate of Robert Postell
Claimant Lawyers(s): William G. Leonard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Daniel H. Kolber, Ilene T. Gormly, Fred J. Pinckney
Hearing Site: Atlanta, GA
Checkmark Icon$520,283
09-0157410/02/2009Claimant(s): Bryant North
Claimant Lawyers(s): Bryant Charles North
Respondent(s): Alan Parker
Respondent Lawyers(s): Alan R. Parker
Arbitrator(s): George S. Willingham, Daniel H. Kolber, Royce Alan Burns
Hearing Site: Atlanta, GA
08-0355008/03/2009Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Mintz
Respondent(s): Donald Glover
Respondent Lawyers(s): Donald Lee Glover
Arbitrator(s): Perry Lee Taylor, Daniel H. Kolber, Kenneth I. Daniels
Hearing Site: Atlanta, GA
07-0313310/01/2008Claimant(s): Deborah Soden Rowe, Eugene Soden, Estate of Eugene Vincent Soden, Jr.
Claimant Lawyers(s): E. Ray Stanford
Respondent(s): Irene Soden, Scottrade.
Respondent Lawyers(s): Abraham A. Sharony, F. Carlton King
Arbitrator(s): Robert H. Putnam, James J. Dalton, Daniel H. Kolber
Hearing Site: Atlanta, GA
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