| 14-03440 | 12/01/2016 | Claimant(s): George and Gloria Brooks
Claimant Lawyers(s): Steven D, Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): George S. Willingham, Harvey R. Linder, James C. Hoover
Hearing Site: Atlanta, GA
|  | Expungement |
| 11-04204 | 12/12/2012 | Claimant(s): BLT Enterprises.
Claimant Lawyers(s): Richard L. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Burroughs
Respondent Lawyers(s): Rodney J. Heggy
Arbitrator(s): Irving M. Shlesinger, George S. Willingham, Ronelle W. Genser
Hearing Site: Atlanta, GA
| | $60,300 |
| 10-03712 | 10/11/2012 | Claimant(s): Joshua Nanci, Russell Carbonara
Claimant Lawyers(s): Brandon Raynard Williams, Craig H. Kuglar
Respondent(s): Fortress Group.
Respondent Lawyers(s): Richard Robbins
Arbitrator(s): George S. Willingham, Michael J. Ahlstrom, Deborah A. Jackson
Hearing Site: Atlanta, GA
| | |
| 09-05335 | 12/13/2011 | Claimant(s): Nicholas Stefanis
Claimant Lawyers(s): James R. Hubbard
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Chandler R Bridges, George S. Willingham, Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 09-05916 | 08/05/2010 | Claimant(s): David Miller
Claimant Lawyers(s): William G. Leonard
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Robert H. Putnam, George S. Willingham, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | |
| 09-02967 | 06/18/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Robert Pippenger
Respondent Lawyers(s): Michael A. Anderson
Arbitrator(s): Chandler R Bridges, George S. Willingham, Robert A. Dean
Hearing Site: Atlanta, GA
| | |
| 08-04616 | 10/20/2009 | Claimant(s): Ravindra Sheth
Claimant Lawyers(s): Ravindra Sheth
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Chandler R Bridges, George S. Willingham, John D. Mattingly
Hearing Site: Atlanta, GA
| | $0 |
| 09-01574 | 10/02/2009 | Claimant(s): Bryant North
Claimant Lawyers(s): Bryant Charles North
Respondent(s): Alan Parker
Respondent Lawyers(s): Alan R. Parker
Arbitrator(s): George S. Willingham, Daniel H. Kolber, Royce Alan Burns
Hearing Site: Atlanta, GA
| | |
