| 20-02226 | 01/27/2023 | Claimant(s): Matthew Stucke
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Gia B. Compton, Mitchel Weiss, Susan Warshauer Kennicott
Hearing Site: Atlanta, GA
| | |
| 21-00408 | 11/28/2022 | Claimant(s): Johnathan Short
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): James C. Hoover, Bruce W. Bennett, Eve M Wright
Hearing Site: Atlanta, GA
|  | Expungement |
| 21-01326 | 10/26/2022 | Claimant(s): Blynn Masters
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Don Milich, Raymond, James & Associates.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Jeffrey Alperin
Hearing Site: Atlanta, GA
| | |
| 18-02959 | 10/08/2021 | Claimant(s): Cary Lucas
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): William Barker Brown, Michael Ryan Peacock, Erin Elizabeth Waddington
Hearing Site: Atlanta, GA
| | |
| 17-01077 | 08/01/2019 | Claimant(s): Brian Leggett, Bryson Holdings
Claimant Lawyers(s): Craig H. Kuglar, Jeffrey D. Horst
Respondent(s): Jay Pickett, Wells Fargo Clearing Services
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Robert L. Lestina, Charles E. White, Scott A. Schweber
Hearing Site: Atlanta, GA
| | $0 |
| 17-01969 | 10/01/2018 | Claimant(s): George Mattson, GNM ICBC
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tibor L. Nagy
Arbitrator(s): Gloria O. North, Daniel Joseph Chiodo, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | $0 |
| 16-03363 | 10/13/2017 | Claimant(s): Laney Stringer, The Estate of Rebecca Joyce Stringer
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Audie Rea, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Susan S. Bentley, Clare R. Goldfarb, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $90,000 |
| 14-03444 | 06/15/2016 | Claimant(s): Syed Ahmed
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Deborah A. Jackson, Harvey R. Linder, Henry W. Grady
Hearing Site: Atlanta, GA
| | |
| 15-00193 | 02/25/2016 | Claimant(s): Robert Wagner, Vicki Wagner
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Henry Kulig, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Daniel R. Formeller, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
| | $70,333 |
| 14-02355 | 08/11/2015 | Claimant(s): Carolyn Walker, Danny Townsend, Jackson Walker, Mack Amerson, Martha Westmoreland, Marvel Smith, Merrilynn Teixeira, Richard Smith, Estate of Joan Hendrix, Deceased
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Perry Lee Taylor, Linda M. Granata, Samuel Appel
Hearing Site: Atlanta, GA
| | $1,282,560 |
