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FINRA Awards for Robert Wagner

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0172711/29/2016Claimant(s): Judy Wagner, Robert Wagner
Claimant Lawyers(s): Judy L. Wagner, Robert F. Wagner
Respondent(s): Raymond James Financial Services., Ronald Wilson
Respondent Lawyers(s): Aaron Furniss
Arbitrator(s): Peter A. Portley
Hearing Site: Boca Raton, FL
Checkmark Icon$21,343
15-0019302/25/2016Claimant(s): Robert Wagner, Vicki Wagner
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Henry Kulig, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Daniel R. Formeller, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
Checkmark Icon$70,333

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