FINRA Awards for Clare R. Goldfarb

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00112	03/04/2019	Claimant(s): David Greene Claimant Lawyers(s): Ross B. Intelisano Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David S. Poppick Arbitrator(s): Clare R. Goldfarb, Peggy Lewis Kennedy, James David Askren Hearing Site: Atlanta, GA
16-03363	10/13/2017	Claimant(s): Laney Stringer, The Estate of Rebecca Joyce Stringer Claimant Lawyers(s): Craig H. Kuglar Respondent(s): Audie Rea, Stifel, Nicolaus & Co.. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Susan S. Bentley, Clare R. Goldfarb, Bruce W. Bennett Hearing Site: Atlanta, GA		$90,000
09-07024	05/30/2012	Claimant(s): Eric Snyder, Barbara G. Snyder and Eric P. Snyder Claimant Lawyers(s): Martin Q. Ryan Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): David G. Russell Arbitrator(s): Michael J. Ahlstrom, Clare R. Goldfarb, Jeannie B. Wright Hearing Site: Atlanta, GA		Expungement
10-04499	03/20/2012	Claimant(s): Keith Wagner Claimant Lawyers(s): Jonathan Sack Respondent(s): Neuberger Berman LLC Respondent Lawyers(s): David G. Russell Arbitrator(s): Clare R. Goldfarb, Sabrina Raquel Scott, John H. Beach Hearing Site: Atlanta, GA
10-00226	01/30/2012	Claimant(s): Kevin Solik Claimant Lawyers(s): John D. Singer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Frederick T. Smith Arbitrator(s): Clare R. Goldfarb, E. Trice Laird, John D. Mattingly Hearing Site: Atlanta, GA