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FINRA Awards for James J. Dalton

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0313310/01/2008Claimant(s): Deborah Soden Rowe, Eugene Soden, Estate of Eugene Vincent Soden, Jr.
Claimant Lawyers(s): E. Ray Stanford
Respondent(s): Irene Soden, Scottrade.
Respondent Lawyers(s): Abraham A. Sharony, F. Carlton King
Arbitrator(s): Robert H. Putnam, James J. Dalton, Daniel H. Kolber
Hearing Site: Atlanta, GA
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