16-01784 | 03/22/2019 | Claimant(s): Anne Grey Claimant Lawyers(s): Evan H. Frederick Respondent(s): Anthony Grey, Sterne, Agee & Leach. Respondent Lawyers(s): Julie W. Portera, Phillip J. Snyderburn Arbitrator(s): Susanne J. Hollander, Kenrick Albert Pratt, Lynn Francia Nelson Hearing Site: Orlando, FL
| | $400,000 |
17-00197 | 06/30/2017 | Claimant(s): David Kaplan, Nedra Kaplan Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Aaron Hattem, Stifel, Nicolaus & Co.., Neil Hattem Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL
| | $300 |
17-00178 | 06/28/2017 | Claimant(s): Robert Crumrine Claimant Lawyers(s): Robert E. Norton Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA
| | $300 |
15-02732 | 04/11/2016 | Claimant(s): James Hunter Claimant Lawyers(s): Julie W. Portera Respondent(s): Charles Prine Respondent Lawyers(s): Jonathan E. Neuman Arbitrator(s): Daniel T. Hull Hearing Site: Birmingham, AL
| | Expungement |
13-03012 | 04/07/2015 | Claimant(s): Hilary Musser, Cooper Management Co. Claimant Lawyers(s): Steven M. Coren Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Barclays Capital Inc. Respondent Lawyers(s): Coren H. Stern, Julie W. Portera Arbitrator(s): Will Murphy, Harold S. Stern, Joseph Michael Librie Hearing Site: Boca Raton, FL
| | Expungement |
12-01828 | 07/11/2013 | Claimant(s): Edna Thompson, Edna E. Thompson CGM IRA Custodian Claimant Lawyers(s): Charles M. Thompson Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Julie W. Portera, Todd H. Cox Arbitrator(s): Daniel H. Kolber, Donald Milo Helton, J. Wesley Romine Hearing Site: Birmingham, AL
| | Expungement |
12-01582 | 07/02/2013 | Claimant(s): Luis Rojas Claimant Lawyers(s): Lars K. Soreide Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sandra Caldera Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Myron E. Levenson, Will Murphy, Soraya Maria Figueiredo Hearing Site: Miami, FL
| | Expungement |
11-03762 | 05/28/2013 | Claimant(s): Robert Scott, Family Trust FBO Gregory Scott, Florida Qualified Personal Resident Trus, Gregory Scott Tee of Robert W. Scott, Jr, R. Scott, Jr. Grandchildren Spray Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Linda M. Granata, Richard J. Kaplan, Carlos E. Ayala Hearing Site: Ft. Lauderdale, FL
| | Expungement |
11-02444 | 05/15/2013 | Claimant(s): Alina Bolano, Andres Bolano Claimant Lawyers(s): Lawrence A. Kellogg Respondent(s): Michael Anton, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Carl Shechter, Stephen I. Gilman, Carl Henry Perdue Hearing Site: Boca Raton, FL
| | $0 |
12-00065 | 10/10/2012 | Claimant(s): Arthur W. Curtis, Jr. Trust, Cynthia S. Curtis Trust Claimant Lawyers(s): K. Michael Swann Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Thomas Joseph Atkinson, Daniel P. Lund, Robert M. Bath Hearing Site: Orlando, FL
| | Expungement |