Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00197 | 06/30/2017 | Claimant(s): David Kaplan, Nedra Kaplan Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Aaron Hattem, Stifel, Nicolaus & Co.., Neil Hattem Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL |  | $300 |
| 09-01057 | 01/18/2011 | Claimant(s): Robert Micley, IRA, The Williamstown Anesthesia MPP Plan CH, The Williamstown Anesthesia MPP Plan DM, The Williamstown Anesthesia MPP Plan RM Claimant Lawyers(s): Kirk G. Smith Respondent(s): Bonnie Sachs, David Boutin, David Kaplan, Ralph Worthington, Robert Maley, Gilford Securities Incorporated Respondent Lawyers(s): Thomas E. Chase Arbitrator(s): William S. Tagerman, Deborah B. Haskell, Irene Scharf Hearing Site: Boston, MA | | Stipulated Award and Expungement |