Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-01102 | 03/16/2012 | Claimant(s): Maureen B. Joyce Claimant Lawyers(s): Peter M. Bizinkauskas Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Brady J. Hermann Arbitrator(s): Amy Lampert, Irene Scharf, B. John Dill Hearing Site: Boston, MA |  | $37,646 |
| 09-01057 | 01/18/2011 | Claimant(s): Robert Micley, IRA, The Williamstown Anesthesia MPP Plan CH, The Williamstown Anesthesia MPP Plan DM, The Williamstown Anesthesia MPP Plan RM Claimant Lawyers(s): Kirk G. Smith Respondent(s): Bonnie Sachs, David Boutin, David Kaplan, Ralph Worthington, Robert Maley, Gilford Securities Incorporated Respondent Lawyers(s): Thomas E. Chase Arbitrator(s): William S. Tagerman, Deborah B. Haskell, Irene Scharf Hearing Site: Boston, MA | | Stipulated Award and Expungement |