| 09-01057 | 01/18/2011 | Claimant(s): Robert Micley, IRA, The Williamstown Anesthesia MPP Plan CH, The Williamstown Anesthesia MPP Plan DM, The Williamstown Anesthesia MPP Plan RM
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Bonnie Sachs, David Boutin, David Kaplan, Ralph Worthington, Robert Maley, Gilford Securities Incorporated
Respondent Lawyers(s): Thomas E. Chase
Arbitrator(s): William S. Tagerman, Deborah B. Haskell, Irene Scharf
Hearing Site: Boston, MA
|  | Stipulated Award and Expungement |
| 08-00485 | 10/17/2008 | Claimant(s): Deborah Galarneau
Claimant Lawyers(s): Rufus E. Brown
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Shari B. Broder, Deborah B. Haskell, Jack B. Golden
Hearing Site: Boston, MA
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| 06-01929 | 10/10/2007 | Claimant(s): William Spina
Claimant Lawyers(s): William Joseph Spina
Respondent(s): Jerome Spina, Teton Partners
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): Joseph A. Cichon, Deborah B. Haskell, Maura Lenore Tomaszewski
Hearing Site: Boston, MA
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