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FINRA Awards for Neil Hattem

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0019706/30/2017Claimant(s): David Kaplan, Nedra Kaplan
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Aaron Hattem, Stifel, Nicolaus & Co.., Neil Hattem
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
Checkmark Icon$300

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