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FINRA Awards for Luis Rojas

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0158207/02/2013Claimant(s): Luis Rojas
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sandra Caldera
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Myron E. Levenson, Will Murphy, Soraya Maria Figueiredo
Hearing Site: Miami, FL
Checkmark IconExpungement

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