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FINRA Awards for Soraya Maria Figueiredo

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0288106/05/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Barry Axler
Respondent Lawyers(s): Marc Durant
Arbitrator(s): Allen Kilik, Gloria O. North, Soraya Maria Figueiredo
Hearing Site: Boca Raton, FL
12-0158207/02/2013Claimant(s): Luis Rojas
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sandra Caldera
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Myron E. Levenson, Will Murphy, Soraya Maria Figueiredo
Hearing Site: Miami, FL
Checkmark IconExpungement
10-0084007/06/2012Claimant(s): Gustavo Kogan, Jorge Braver, Ralif Limited, Triac Enterprises Limited
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): EFG Capital International Corp.
Respondent Lawyers(s): Ivan P. Harris
Arbitrator(s): George W. Rodormer, Gloria O. North, Soraya Maria Figueiredo
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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