17-01994 | 12/07/2018 | Claimant(s): Brian Kirkpatrick Claimant Lawyers(s): Lawrence A. Kellogg Respondent(s): Capital Guardian, Capital Guardian Holding Respondent Lawyers(s): Justin Lowe, Sandro L. Ramos Arbitrator(s): Dale H. Van Scoyk, Thomas W. Allen, Jason Allen Rosner Hearing Site: Boca Raton, FL
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12-00188 | 12/02/2013 | Claimant(s): Deborah Stubbs, Harold Thomas, Victoria Smith Claimant Lawyers(s): Andrew V. Tramont, Lawrence A. Kellogg Respondent(s): Jose Valenzuela, PFS Investments Inc. Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens Arbitrator(s): Roy B. Gonas, Lawrence S. Silver, Sidney J. Wartel Hearing Site: Miami, FL
| | $585,908 |
11-02444 | 05/15/2013 | Claimant(s): Alina Bolano, Andres Bolano Claimant Lawyers(s): Lawrence A. Kellogg Respondent(s): Michael Anton, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Carl Shechter, Stephen I. Gilman, Carl Henry Perdue Hearing Site: Boca Raton, FL
| | $0 |