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FINRA Awards for Capital Guardian Holding

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0199412/07/2018Claimant(s): Brian Kirkpatrick
Claimant Lawyers(s): Lawrence A. Kellogg
Respondent(s): Capital Guardian, Capital Guardian Holding
Respondent Lawyers(s): Justin Lowe, Sandro L. Ramos
Arbitrator(s): Dale H. Van Scoyk, Thomas W. Allen, Jason Allen Rosner
Hearing Site: Boca Raton, FL

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