Potomac Analytics' Logo

FINRA Awards for Kenrick Albert Pratt

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0336407/10/2019Claimant(s): Paul Edmondson
Claimant Lawyers(s): Steven Legum
Respondent(s): Rocco Roveccio
Respondent Lawyers(s): Rocco Roveccio
Arbitrator(s): Kenrick Albert Pratt
Hearing Site: Orlando, FL
Checkmark Icon$45,995
16-0178403/22/2019Claimant(s): Anne Grey
Claimant Lawyers(s): Evan H. Frederick
Respondent(s): Anthony Grey, Sterne, Agee & Leach.
Respondent Lawyers(s): Julie W. Portera, Phillip J. Snyderburn
Arbitrator(s): Susanne J. Hollander, Kenrick Albert Pratt, Lynn Francia Nelson
Hearing Site: Orlando, FL
Checkmark Icon$400,000
17-0235203/08/2019Claimant(s): Rehanna Montes
Claimant Lawyers(s): Thomas Momjian
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Greg Knight, Kenrick Albert Pratt, Robert Francis Roland
Hearing Site: Orlando, FL
16-0029003/09/2017Claimant(s): Elsie Hernandez Ferrari, Elsie, Herman and Annette Hernadez
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Alise J. Henry
Arbitrator(s): Marc T. Danon, Stuart K. Furman, Kenrick Albert Pratt
Hearing Site: Miami, FL
Checkmark Icon$505,000
15-0335109/01/2016Claimant(s): Bryson Tyler Macchione
Claimant Lawyers(s): Bryson Tyler Macchione
Respondent(s): Christopher Perrott, Perrott, Mather & Gilday.
Respondent Lawyers(s): Christopher J. Perrott
Arbitrator(s): Robert H. Nelson, Daniel P. Lund, Kenrick Albert Pratt
Hearing Site: Orlando, FL
10-0335904/22/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Michael Cook
Respondent Lawyers(s): R. Rogge Dunn
Arbitrator(s): Michael J. Ahlstrom, Joyce Sikora, Kenrick Albert Pratt
Hearing Site: Orlando, FL

6 Results

Display: