| 22-00659 | 01/17/2023 | Claimant(s): James Kinsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, BB&T Investment Services.
Respondent Lawyers(s): Ella Beres, Rochelle Mayfield
Arbitrator(s): Robert T. Allen, Richard James Igou, Jay Jordan
Hearing Site: Charlotte, NC
| | |
| 21-00095 | 04/27/2022 | Claimant(s): Shaun Rowles
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Mauricio Arcadier
Hearing Site: Nashville, TN
| | |
| 20-02866 | 05/04/2021 | Claimant(s): Gustavo LaGuarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Christina M. Hill
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
| | |
| 17-02352 | 03/08/2019 | Claimant(s): Rehanna Montes
Claimant Lawyers(s): Thomas Momjian
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Greg Knight, Kenrick Albert Pratt, Robert Francis Roland
Hearing Site: Orlando, FL
| | |
| 17-01433 | 03/01/2018 | Claimant(s): Gray Daus
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Katherine McGrail
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Charlotte, NC
| | |
| 17-00520 | 01/29/2018 | Claimant(s): Drema Weaver, BB&T Investment Services.
Claimant Lawyers(s): Katherine McGrail
Respondent(s): Carl Foxworth, Mollie Foxworth
Respondent Lawyers(s): Gene M. Connell
Arbitrator(s): Allan N. Taffet, Mary Ellen Burns, Richard A. Cini
Hearing Site: New York, NY
|  | Expungement |
| 11-03410 | 07/12/2012 | Claimant(s): Stephen Pattison
Claimant Lawyers(s): Walter Birkel
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Merrell B. Renaud
Arbitrator(s): Paul A. Fischer, Jane C. Carney, Turna R. Lewis
Hearing Site: Washington, DC
| | |
| 10-01047 | 03/30/2010 | Claimant(s): BB&T Investment Services.
Claimant Lawyers(s): T.Jonathan Adams
Respondent(s): Wells Fargo Advisors, Gray Daus
Respondent Lawyers(s): David W. Erb
Arbitrator(s): Robert S. Zuckerman, Robert A. Ames, Celeste A. Beron
Hearing Site: Charlotte, NC
| | |
| 07-03612 | 09/23/2008 | Claimant(s): Adol Owen-Williams
Claimant Lawyers(s): James F. Shalleck
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Alan L. Briggs
Arbitrator(s): Theodore W. Urban, Louis Nebel, Merle D. Rockwell
Hearing Site: Washington, DC
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