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FINRA Awards for Walter Birkel

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0341007/12/2012Claimant(s): Stephen Pattison
Claimant Lawyers(s): Walter Birkel
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Merrell B. Renaud
Arbitrator(s): Paul A. Fischer, Jane C. Carney, Turna R. Lewis
Hearing Site: Washington, DC
10-0516011/18/2011Claimant(s): Hang Bui
Claimant Lawyers(s): Walter Birkel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Joan M. Traub, Daniel P. Lund, Michael L.B. Kaplan
Hearing Site: Newark, NJ
10-0197205/31/2011Claimant(s): Deborah Traficante
Claimant Lawyers(s): Walter Birkel
Respondent(s): James Lacey, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Douglas Earl McLaren, Gerald B. Marcovsky, Darryl Michael Lee
Hearing Site: Washington, DC
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