FINRA Awards for Gerald B. Marcovsky

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-00475	11/01/2013	Claimant(s): Juan Ona Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Jordan D. Maglich Arbitrator(s): Emily Eiselman Hunter, Judith B. Ittig, Gerald B. Marcovsky Hearing Site: Washington, DC		Dismissed by Rule 12206
10-04724	12/13/2012	Claimant(s): Michael Levy and Paula Levy Claimant Lawyers(s): Steven D. Toskes Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Jeffrey W. Willis Arbitrator(s): Patrick Sean Dolan, Timothy J. Moore, Gerald B. Marcovsky Hearing Site: Baltimore, MD		Expungement
10-01972	05/31/2011	Claimant(s): Deborah Traficante Claimant Lawyers(s): Walter Birkel Respondent(s): James Lacey, UBS Financial Services Inc. Respondent Lawyers(s): Jeffrey L. Friedman Arbitrator(s): Douglas Earl McLaren, Gerald B. Marcovsky, Darryl Michael Lee Hearing Site: Washington, DC		Expungement
10-00550	05/10/2011	Claimant(s): Ameriprise Advisor Services., Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Alfred Keyser Respondent Lawyers(s): Alfred Keyser Arbitrator(s): John A. Gray, Stephanie Jean Malevich, Gerald B. Marcovsky Hearing Site: Washington, DC
07-00664	03/09/2009	Claimant(s): Uzo Chima Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Suntrust Investment Services. Respondent Lawyers(s): Jeffrey W. Willis Arbitrator(s): E. William Pastor, Gerald B. Marcovsky, Judith A. Ashley Hearing Site: Baltimore, MD