| 16-03262 | 06/09/2017 | Claimant(s): Randall Bodner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Christopher J. Klein
Hearing Site: Miami, FL
| | |
| 15-00579 | 03/01/2017 | Claimant(s): Glen Raque
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s):
Hearing Site: Louisville, KY
|  | Expungement |
| 12-04195 | 07/15/2016 | Claimant(s): Lundes Garrett
Claimant Lawyers(s): Lundes Garrett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Jill Leeds-Rivera, Michael P. Marryshow, Carla Fisher
Hearing Site: Philadelphia, PA
| | $0 |
| 15-00097 | 06/22/2016 | Claimant(s): John McNicholas, Natalie Illig McNicholas
Claimant Lawyers(s): Justin Sauerwald
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Seth L. Finkel, Gerald Silverman, Glenn Franklin Fuller
Hearing Site: Miami, FL
| | Expungement |
| 14-02369 | 06/26/2015 | Claimant(s): William Paul, IRA
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Sam Antar, Roger B. Jacobs, Steven C. Kasarda
Hearing Site: New York, NY
| | Expungement |
| 13-02773 | 03/03/2015 | Claimant(s): Lee Roy Cosper Trust
Claimant Lawyers(s): Jeffrey Ansley
Respondent(s): Chad Bushaw, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): G. Maynard Green, George Young Banks, Michael Wayne Johnston
Hearing Site: Dallas, TX
| | $0 |
| 13-03257 | 01/14/2015 | Claimant(s): Jayne Davison, Peter Davison
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Thomas Joseph Atkinson, Mitchel Weiss, Gerald Thomas Harper
Hearing Site: Jacksonville, FL
| | Expungement |
| 12-04346 | 06/25/2014 | Claimant(s): Allan Studenberg, P.C.
Claimant Lawyers(s): John A Hubbard
Respondent(s): Brett Gasper, UBS Financial Services Inc., Steve Gasper
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Stephen D Kursman, Linda M. Foster-Wells, Edward William Rich
Hearing Site: Detroit, MI
| | $0 |
| 12-01581 | 02/26/2014 | Claimant(s): Robert Hile, Robert W. Hile, as a JTWROS w/ C.L. Hile
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Karen Z. Fischer, Gerald Silverman, Kimberly A. Gilmour
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 10-03615 | 07/30/2013 | Claimant(s): FBO John Leopoldo Fiorilla Trust U/A/D 0
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Edward Mulcahy, Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Andrew E. Reegen, Marilyn J. Salzman, Martin A. Edelstein
Hearing Site: New York, NY
| | $11,000,600 |
