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FINRA Awards for Glen Raque

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0057903/01/2017Claimant(s): Glen Raque
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s):
Hearing Site: Louisville, KY
Checkmark IconExpungement

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