21-01595 | 03/08/2022 | Claimant(s): Raymond Guarini Claimant Lawyers(s): Thomas McEvoy Respondent(s): Windsor Street Capital, L.P. Respondent Lawyers(s): John W. Stalanski Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY
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20-03583 | 03/07/2022 | Claimant(s): Kevin O'Sullivan Claimant Lawyers(s): Matt E. Wolper Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Veronica Ann Williams, Steven C. Kasarda, Sofia Balile Hearing Site: New York, NY
| | Expungement |
21-02088 | 11/24/2021 | Claimant(s): Holly Hendrix Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY
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20-00935 | 11/20/2020 | Claimant(s): Elliot Sherer Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Timothy Treble Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY
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19-03547 | 10/08/2020 | Claimant(s): Anthony Becker Claimant Lawyers(s): Brian Kennedy Respondent(s): Great American Advisors., Lincoln Investment Respondent Lawyers(s): Jessica Levine, Peter J. Nerone Arbitrator(s): Daniel Adam Schlein, Joanne Basso Mack, Steven C. Kasarda Hearing Site: New York, NY
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19-03021 | 07/20/2020 | Claimant(s): James Dolan Claimant Lawyers(s): Irwin Weltz Respondent(s): Trident Partners Ltd. Respondent Lawyers(s): Nicholas Scavone Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY
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17-02291 | 08/06/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Ryan S. Nichols Respondent(s): Jeffrey Silverman Respondent Lawyers(s): Stephany McLaughlin Arbitrator(s): Mitchell Jay Bayer, James Alexander Brown, Steven C. Kasarda Hearing Site: New York, NY
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17-01369 | 07/18/2019 | Claimant(s): Ajay Ahuja, Nicholas Ahuja, Dr. Ajay Ahuja Deutsche Bank IRA Account Claimant Lawyers(s): David E.. Robbins Respondent(s): Deutsche Bank Securities., David Fleming, Stifel, Nicolaus & Co.., Sterne, Agee & Leach. Respondent Lawyers(s): David Wilson Fleming, Richard H. Kuhlman, Toby S. Soli Arbitrator(s): Rory M. McLaughlin, Steven C. Kasarda, Suzanne L. Ulicny Hearing Site: New York, NY
| | $793,605 |
18-03619 | 04/05/2019 | Claimant(s): Gerald Maisner Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC Respondent Lawyers(s): Jeffery Rodgers, Tiana M. Towns Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY
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18-03742 | 01/31/2019 | Claimant(s): Bradley Barber Claimant Lawyers(s): Bradley L. Barber Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David Hantman Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY
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