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FINRA Awards for Great American Advisors.

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0354710/08/2020Claimant(s): Anthony Becker
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Great American Advisors., Lincoln Investment
Respondent Lawyers(s): Jessica Levine, Peter J. Nerone
Arbitrator(s): Daniel Adam Schlein, Joanne Basso Mack, Steven C. Kasarda
Hearing Site: New York, NY
10-0033903/17/2011Claimant(s): Barbara Willis
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Leland Stevens, Great American Advisors., Interactive Financial Advisors.
Respondent Lawyers(s): James L. Kopecky, Joseph M. Callow, Steven D. Smith
Arbitrator(s): Roderick B. Mathews
Hearing Site: Richmond, VA
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