23-01004 | 10/22/2024 | Claimant(s): Douglas McCredy, Gregory Dente Claimant Lawyers(s): Ryan Cook Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Louis Arnold Russo Hearing Site: Jersey City, NJ
| | Expungement |
22-00227 | 10/30/2023 | Claimant(s): Lauren Gazzola as AIF for Robert Gazzola, The Robert Gazzola Irrevocable Trust Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Jud Perkins, David Adams Reif, Ilene J Feldman Hearing Site: Hartford, CT
| | Dismissed by Rule 12212© |
20-01388 | 07/21/2023 | Claimant(s): Gennadii Bilitch Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Gene L. Small Arbitrator(s): Ted M. Rosen, John Caracciolo, Joan Patricia Beck-Wall Hearing Site: New York, NY
| | $0 |
20-01614 | 11/29/2022 | Claimant(s): Joan Washington Claimant Lawyers(s): Joan B. Washington Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Douglas Earl McLaren, Elizabeth Louise Carswell, Jacqueline A Tran Hearing Site: Washington, DC
| | Expungement |
20-03737 | 09/15/2022 | Claimant(s): Janet Rempuszewski Claimant Lawyers(s): Kirk G. Smith Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Edmund Timothy Donovan Hearing Site: New York, NY
| | Expungement |
20-03345 | 04/22/2022 | Claimant(s): Beate Regenauer Claimant Lawyers(s): Christopher J. Gray Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Terrance J. Nolan, Frank Joseph Clemens, Stephen T Schreiber Hearing Site: New York, NY
| | Expungement |
20-03583 | 03/07/2022 | Claimant(s): Kevin O'Sullivan Claimant Lawyers(s): Matt E. Wolper Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Veronica Ann Williams, Steven C. Kasarda, Sofia Balile Hearing Site: New York, NY
| | Expungement |
21-00663 | 01/28/2022 | Claimant(s): Hedvig Mayer Claimant Lawyers(s): Sam A. Silverstein Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Veronica Ann Williams, Patricia Kathleen Costello, Virginia Mary Hunt Hearing Site: New York, NY
| | $0 |
19-02858 | 06/15/2021 | Claimant(s): Barney Greengrass Claimant Lawyers(s): Ethan A. Brecher Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Gene L. Small Arbitrator(s): Joseph J. Arata, Nicholas J. Donohue, James M. Rhodes Hearing Site: New York, NY
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15-02443 | 01/29/2019 | Claimant(s): David Lerner Associates. Claimant Lawyers(s): Gene L. Small Respondent(s): Charles Margiasso, Daniel Burns, Edward Finocchiaro, Wells Fargo Advisors, Joseph Lafferty, Loreto Testani, Martin Weiss, Michael Rosen, Mitchell Fischer, Timothy Cheriaparampil Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Fred S. Pieroni, Francis Carling, Charles Norman Weinberg Hearing Site: New York, NY
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