| 23-01022 | 04/03/2024 | Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Advest.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Josian Antoine, Beth Ann Haddock, Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 22-02027 | 06/02/2023 | Claimant(s): Richard Weaver
Claimant Lawyers(s): Eric Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 21-02170 | 04/19/2023 | Claimant(s): Arnie Di Cioccio, Kevin Griffin, Yousef Abuhakmeh
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Thomas M. Amadio, Eric Goldman, Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 19-01015 | 02/23/2023 | Claimant(s): Worldscale Association (NYC) Inc.
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Clarence Smith, Edmund Timothy Donovan, Sofia Balile
Hearing Site: New York, NY
|  | $0 |
| 22-00157 | 12/15/2022 | Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Richard Logalbo
Respondent Lawyers(s): Richard A. Logalbo
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 20-03737 | 09/15/2022 | Claimant(s): Janet Rempuszewski
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
| | Expungement |
| 19-01633 | 04/13/2022 | Claimant(s): Jeanne Capasse, Thomas Capasse
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Michael Jaffe, Edmund Timothy Donovan, Sean Farrow
Hearing Site: New York, NY
| | Expungement |
| 21-01160 | 04/04/2022 | Claimant(s): Neil Berns
Claimant Lawyers(s): Dietrich Epperson
Respondent(s): Portfolio Resources Group.
Respondent Lawyers(s): Eric R. Feld
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
| | Expungement |
| 21-01919 | 03/24/2022 | Claimant(s): Timothy Hilton
Claimant Lawyers(s): Coren H. Stern
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 20-01731 | 12/06/2021 | Claimant(s): Livingston Asset Management LLC, Oscaleta Partners LLC, Queenston Partners LP, Trillium Partners LP
Claimant Lawyers(s): Steven Hicks
Respondent(s): Charles Lek, David Weiniger, Michael Mainwald, Ramute Zukas, Samuel Lek, Lek Securities Corporation
Respondent Lawyers(s): Adam M. Felsenstein
Arbitrator(s): Peter A. Goldman, Martin Mushkin, Edmund Timothy Donovan
Hearing Site: New York, NY
| | $0 |
