| 23-01090 | 04/11/2024 | Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Monroe Parker Securities., Woodstock Financial Group.
Respondent Lawyers(s): Alan Lipsky, William J. Raike
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
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| 23-01398 | 02/23/2024 | Claimant(s): Allen Wilson
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Veronica Ann Williams
Hearing Site: Jersey City, NJ
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| 23-00501 | 02/12/2024 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Gary Demetri
Respondent Lawyers(s): Gary P. Demetri
Arbitrator(s): Annamaria Boccia Smith, Veronica Ann Williams, Marguerite Daniels
Hearing Site: New York, NY
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| 23-00119 | 10/13/2023 | Claimant(s): Travis Dauchy
Claimant Lawyers(s): William Bean
Respondent(s): Equitable Advisors, USAA Financial Advisors.
Respondent Lawyers(s): Michael J. Biondi, Theodore C. Schultz
Arbitrator(s): Paul Allan Massaro, Veronica Ann Williams, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
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| 22-02754 | 08/15/2023 | Claimant(s): James Moran
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Capitol Securities Management.
Respondent Lawyers(s): David J. Freniere, Laura A. Pizzitola
Arbitrator(s): Veronica Ann Williams
Hearing Site: Jersey City, NJ
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| 22-02478 | 07/11/2023 | Claimant(s): Michael Vetere
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): Andrea D. Snowden
Arbitrator(s): Veronica Ann Williams
Hearing Site: Jersey City, NJ
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| 22-01862 | 07/03/2023 | Claimant(s): Grace Stavalo
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Veronica Ann Williams, Paul David Hayes, Bradley E Greenberg
Hearing Site: Jersey City, NJ
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| 22-02039 | 05/05/2023 | Claimant(s): Steven Lewine
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
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| 20-03946 | 02/22/2023 | Claimant(s): Juan Seoane
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Julian F. Santos, Veronica Ann Williams, Jennifer Lupo
Hearing Site: New York, NY
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| 22-00938 | 12/23/2022 | Claimant(s): Steven Maurer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Nichols, Safina, Lerner & Co. Inc., Josephthal & Co..
Respondent Lawyers(s): CT Corporate Systemoration Service Company
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
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