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FINRA Awards for Josephthal & Co..

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0093812/23/2022Claimant(s): Steven Maurer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Nichols, Safina, Lerner & Co. Inc., Josephthal & Co..
Respondent Lawyers(s): CT Corporate Systemoration Service Company
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
20-0277707/21/2021Claimant(s): Christopher Cort
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oppenheimer & Co.., Josephthal & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
20-0317506/28/2021Claimant(s): Michael Nessim
Claimant Lawyers(s): Ross Kartez
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Julian F. Santos
Hearing Site: Jersey City, NJ
20-0317304/07/2021Claimant(s): Michael Nessim
Claimant Lawyers(s): Ross J. Kartez
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
18-0354807/23/2019Claimant(s): Andrew Kevlahan
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Josephthal & Co..
Respondent Lawyers(s): John T. McGuire, Nuviah Shirazi
Arbitrator(s): Marvin L. Schuldiner
Hearing Site: Newark, NJ
17-0292505/10/2018Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, First Montauk Securities Corp., Josephthal & Co..
Respondent Lawyers(s): Fred N. Knopf, John T. McGuire, Robert I. Rabinowitz
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
11-0451806/13/2012Claimant(s): Robert Willoughby
Claimant Lawyers(s): Robert Willougby
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY

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