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FINRA Awards for Nicola A. Murphy

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0283207/15/2022Claimant(s): Guy Deemer
Claimant Lawyers(s): Brian Luther
Respondent(s): Oppenheimer & Co.., Ryan Beck & Co., Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beekman, Nicola A. Murphy
Arbitrator(s): Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
20-0307003/29/2022Claimant(s): Patrick Esparrago
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
20-0317506/28/2021Claimant(s): Michael Nessim
Claimant Lawyers(s): Ross Kartez
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Julian F. Santos
Hearing Site: Jersey City, NJ
20-0096106/18/2021Claimant(s): Theresa McTague
Claimant Lawyers(s): William Pete Nacy
Respondent(s): James Louderbaugh, Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Mark L. Williams, Karen Roberts Washington, Robert G Cass
Hearing Site: Oklahoma City, OK
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20-0317304/07/2021Claimant(s): Michael Nessim
Claimant Lawyers(s): Ross J. Kartez
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
20-0357802/23/2021Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Nicola A. Murphy
Respondent(s): Kevin Fay
Respondent Lawyers(s): Kevin P. Fay
Arbitrator(s): Edward W. Morris
Hearing Site: Jersey City, NJ
19-0381802/03/2021Claimant(s): Daniel Katz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Michael H DuBoff, Robert E. Anderson, Richard Morse
Hearing Site: Jersey City, NJ
20-0249001/25/2021Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Nicola A. Murphy
Respondent(s): Warren Rowe
Respondent Lawyers(s): Warren Ellwood Rowe
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
20-0094211/17/2020Claimant(s): Gregory Schaff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
20-0171511/06/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Nicola A. Murphy
Respondent(s): John Ginsbury
Respondent Lawyers(s): John Ginsbury
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Providence, RI

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