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FINRA Awards for Richard Morse

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0381802/03/2021Claimant(s): Daniel Katz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Michael H DuBoff, Robert E. Anderson, Richard Morse
Hearing Site: Jersey City, NJ
19-0075012/05/2019Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Jack Friedman, Marvin L. Schuldiner, Richard Morse
Hearing Site: Newark, NJ

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