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FINRA Awards for Douglas A. Wright

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0150001/28/2022Claimant(s): James Charbonneau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
20-0258202/24/2021Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Dean L. Scarpa, Gregory J. Spadea
Hearing Site: Philadelphia, PA
19-0293706/12/2020Claimant(s): Gerald Hanifan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Investment Center., USA Financial Securities Corporation
Respondent Lawyers(s): Douglas A. Wright, Joel T. Brusk
Arbitrator(s): Richard E. Miley
Hearing Site: Charlotte, NC
19-0212402/07/2020Claimant(s): Marc Goldberg
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Glenn J. Hansen, Thomas Benjamin Salzer, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
19-0075012/05/2019Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Jack Friedman, Marvin L. Schuldiner, Richard Morse
Hearing Site: Newark, NJ
17-0205902/14/2018Claimant(s): Louis Tranquilli
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Fred S. Pieroni, Paul Allan Massaro
Hearing Site: Newark, NJ
17-0186601/29/2018Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Richard R. Logsdon, Gerald Thomas Harper, Joseph Albert Sharpe
Hearing Site: Jacksonville, FL
14-0058510/17/2014Claimant(s): The Investment Center.
Claimant Lawyers(s): Douglas A. Wright
Respondent(s): Michael Siegel
Respondent Lawyers(s): Michael Alan Siegel
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ

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