| 22-00388 | 01/05/2023 | Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
| | |
| 21-02630 | 08/04/2022 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): James Kirschner
Respondent Lawyers(s): James Gordon Kirschner
Arbitrator(s): Mitchel Weiss, Gerald Thomas Harper, Bethany D. Mathewson
Hearing Site: Jacksonville, FL
| | |
| 20-03020 | 09/17/2021 | Claimant(s): James Clemensen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Cliftonlarsonallen Wealth Advisors
Respondent Lawyers(s): Brian J. Buffie
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
| | |
| 20-00402 | 03/02/2021 | Claimant(s): John Miller
Claimant Lawyers(s): John Stephen Miller
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
|  | $213 |
| 20-00465 | 10/13/2020 | Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
| | |
| 18-04053 | 01/21/2020 | Claimant(s): Barry Cooper
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Andrew Murdoch, Brian Horn, Scott Sadar, Thomas Hamlin, Somerset Securities.
Respondent Lawyers(s): Harris Freedman, Scott L. Mullins, Thomas Hamlin
Arbitrator(s): Muriel Desloovere, Gerald Thomas Harper, David Henry Samson
Hearing Site: Jacksonville, FL
| | $0 |
| 18-03720 | 08/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Michael Fitch
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Ken Ziesenheim, Gerald Thomas Harper, Sidney Andrew Roman
Hearing Site: Orlando, FL
| | |
| 16-03624 | 03/19/2018 | Claimant(s): Travis Barnes, Barnes Benefit Consultants, Barnes Capital Advisors, Barnes Holdings.
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Miron Allen, Allen Mooney & Barnes Brokerage Services, Allen Mooney & Barnes Client Services, Allen Mooney & Barnes Investment Advisor
Respondent Lawyers(s): Peter N. Farley
Arbitrator(s): Roger W. Van Deusen, Gerald Thomas Harper, Daniel Patrick Gimmy
Hearing Site: Jacksonville, FL
| | |
| 17-01866 | 01/29/2018 | Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Richard R. Logsdon, Gerald Thomas Harper, Joseph Albert Sharpe
Hearing Site: Jacksonville, FL
| | |
| 13-03257 | 01/14/2015 | Claimant(s): Jayne Davison, Peter Davison
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Thomas Joseph Atkinson, Mitchel Weiss, Gerald Thomas Harper
Hearing Site: Jacksonville, FL
| | Expungement |
