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FINRA Awards for Cliftonlarsonallen Wealth Advisors

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0302009/17/2021Claimant(s): James Clemensen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Cliftonlarsonallen Wealth Advisors
Respondent Lawyers(s): Brian J. Buffie
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL

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